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Archive Home > 2009 > July > 21 > TD Ameritrade settles investigation

TD Ameritrade settles investigation


July 21, 2009

NEW YORK — Retail brokerage firm TD Ameritrade Inc. agreed on Monday to repurchase $456 million in auction-rate securities from investors as part of a settlement with the New York Attorney General’s Office and Securities and Exchange Commission. TD Ameritrade will repurchase....

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